Industry Sector

Regulatory Excellence.

Advising on AFSL requirements, fund structuring, and anti-money laundering (AML/CTF) compliance for foreign financial entrants.

Overview

Financial Services Expertise

Australia's financial services sector is one of the most regulated in the world. For foreign financial institutions seeking to enter the Australian market, understanding ASIC requirements, obtaining an Australian Financial Services Licence (AFSL), and ensuring compliance with AML/CTF obligations is essential.

Collins Quarters advises banks, fund managers, fintech companies, and payment providers on regulatory compliance. Our expertise covers AFSL applications and variations, managed investment scheme structuring, anti-money laundering programs, and cross-border financial regulations.

AFSL Compliance

Applications, variations, and ongoing compliance obligations for financial services licensees.

Fund Structuring

Managed investment schemes, unit trusts, and wholesale fund structures.

AML/CTF

Anti-money laundering and counter-terrorism financing compliance programs.

Entering Australian Financial Services?

Navigate complex regulatory requirements with our specialist financial services team.